383 The Human Stratum Corneum
Because of their complex solution chemistry and solubility limitations under acidic pH
conditions, common soaps are formulated under high alkaline pH conditions (e.g. pH 9
to 11). In contrast, synthetic detergent bars commonly based on isethionate as the main
anionic head group have a pH independent head group and therefore are formulated in the
neutral pH range.24 It is also well recognized in the literature that the syndet bars with
acyl isethionate as the main surfactant under neutral pH conditions are significantly milder
than conventional alkaline soaps.24–26
Liquid formats offer more flexibility in the choice of their surfactants. Typically, a mixture of
surfactants is used in liquid cleansers. Anionic surfactants are mixed with amphoteric and/
or nonionic surfactants to increase skin mildness while ensuring consumer desired sensory
and cleansing properties. The physical chemistry of skin cleansing has been investigated in
detail over the past three decades, and guidelines for selecting surfactant combinations for
enhanced mildness have been developed. This is examined below.
INTERACTIONS OF SURFACTANTS WITH STRATUM CORNEUM
Early work on surfactant interactions with the SC centered around developing model systems
and in vitro methodologies to correlate with cleanser surfactant-induced skin irritation in in
vivo clinical studies such as patch tests and more realistic controlled arm wash tests.26–34 It
was evident from such studies that protein denaturation tendency of surfactants and swelling
of isolated SC by surfactant solutions correlated with in vivo skin irritation tendency of
surfactants. For example, the surfactant-induced dissolution of water insoluble corn protein,
Zein, by various common surfactants has been correlated with their tendency to irritate skin
in vivo patch tests.28,34 Rhein et al. showed that the human SC swelling by model surfactants
correlated with their tendency to cause skin irritation in in vivo patch tests.29,32 Rhein et al.
also showed that the swelling tendencies of sodium lauryl sulfate (SLS) can be modulated by
adding an amphoteric or even milder anionic surfactants while maintaining the levels of SLS
in the system.32 These results were also consistent with the in vivo path irritation test results
reported by Dillarstone and Paye35 and form essentially the basis for the use of anionic and
amphoteric surfactant combinations used in shower gels and shampoos today.
Recently, in vivo measurements of SC swelling by the Confocal Raman technique has also
been shown to correlate with the in vivo mildness of surfactants.36 The authors using D
2 O
found that the depth profile of D
2 O after treatment with various surfactants showed a plateau
region near the surface followed by a decreasing D
2 O content into inner layers of the SC (See
Figure 3). Importantly, the D
2 O content of the plateau layer and the thickness of the plateau
layer correlated with the irritation potential of the surfactant. This shows that the deeper the
plateau layer, the deeper is the surfactant penetration and higher is the degree of damage.
Also, the higher the D
2 O content in the plateau layer, the higher the damage is.
In vivo swelling/water uptake upon surfactant binding can come from both swelling of the
proteins and from the swelling of the lamellar lipid layer. Since the swelling of the corneocytes
is significantly higher than that from the lipid layer swelling, it is reasonable that the protein
denaturation tendency and the associated swelling correlate better with the irritation potential.
Over the years, the methodologies for evaluating the irritation tendencies of surfactants
have evolved significantly. While in vivo clinical methodologies such as FCAT (Forearm
Controlled Application Test)27 and near-normal-use controlled consumer use studies are more
reflective of irritation potential under normal use conditions, they can be expensive and time
384 JOURNAL OF COSMETIC SCIENCE
consuming. Alternate methods that bring systems closer to real SC are ideally suited for
surfactant and product evaluations. A corneosurfametry technique originally developed by
Pierard et al.37 and further modified to make it a high-throughput methodology is noteworthy
in this regard.38 These studies, carried out with tape stripped samples of human stratum
corneum, involve treating the SC sample with the product/surfactant followed by exposing
it to a dye solution. The degree of staining of the dye is an indicator of the potential for
irritation. Figure 4 shows rank ordering of various commonly used surfactants in cleansing
products by this method. Corneosurfametry also can be done on tape-stripped samples after
a clinical study to assess the degree of damage in deeper layers.38 Such assessments can
provide information on the quality of the corneum in the deeper layers, which could be
masked otherwise because of deposition of occlusive ingredients such as petrolatum.
It is important to note that surfactant-induced swelling itself is not the mechanism of skin
irritation. Swelling will increase the permeability of ingredients in a product, including
surfactants, into deeper layers of the skin. The surfactant itself can be an irritant on its own.
In a fully formulated product with surfactants, it is also possible that the surfactant-induced
enhancement in skin penetration can lead to other irritants reaching deeper layers, causing
a biochemical reaction resulting in inflammation and irritation. Release of inflammatory
markers such as IL1α and IL1-Ra in the deeper layers are indicative of the potential of
ingredients/products to cause skin irritation.
Repeat washing and drying cycles with high swelling surfactants can contribute to
SC barrier damage by another mechanism. During the wash cycle with high swelling
surfactants, the SC is in a hyper-hydrated state.39 During rinse, water soluble NMFs can
be removed routinely. The higher the swelling, the higher is the extent of NMF removal.
Figure 3. 5A: (left) The D2O depth profile in the SC of forearm skin after the treatment with six different
surfactant solutions and D2O measured using confocal Raman spectroscopy. Figure reproduced with permission
from Endo et al. J of Surf. &detergents, 2018, 21, 777-788 (36). EC Polyoxyethylene 5 EO lauryl ether
carboxylate, ES Sodium mono-oxyethylene alkyl ether sulfate, SDS-Sodium dodecyl sulfate, LK Potassium
laurate (pH 10), AGS monosodium salt of alkyl glutamic acid, EC/ES is a 1:1 wt %mixture of alkyl ether
carboxylate and alkyl ether sulfate surfactants and D2O is deuterated water as the control. All other pH values
adjusted to 6.2. Surfactant concentration 2 wt %.The plateau level shows the maximum level of hydration,
and the length of the plateau shows how far deep into the SC the high level exists. 5B (right) shows correlation
between protein denaturation vs plateau thickness of skin swelling upon exposure to surfactants.
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